Advice about financial services regulation

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You can trust our legal expertise to advise you on the various stages of the business journey through the highly regulated financial services sector.

Our Financial Services Regulation support team is led by Marie Huntley. She approaches your business’ regulatory issues with an exceptional awareness of the requirements in the commercial and financial landscape due to her long-term in-house legal and compliance expertise and experience as an Approved Person.

The areas in which we can assist you include: authorisation of your business, managing your regulated business, client money issues, investigations and enforcement actions, run-off and de-regulation.

Who we help

  • Any financial services businesses in the regulated financial services sector

Make An Enquiry Now

For more information please call us on 0203 642 6220 or complete a Free Online Enquiry and one of our lawyers will contact you.

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