Financial Services Regulation

Meeting the standards set by the regulators is key for your business’ survival. We are able to advise on the full range of regulatory requirements and risks to which you may be exposed.

Our team have in-house legal and compliance expertise which ensures that we are able to apply real life experience and awareness to any situation.  We can assist you with:

  • Authorisation of your business
  • Managing your regulated business
  • Client Money issues
  • Investigations and Enforcement Actions
  • Run-off and de-regulation